Lpl Financial Stock Executives


USD 186.35  5.09  2.66%   

Lpl Financial employes about 6.1 M people. The company is managed by 30 executives with total tenure of roughly 218 years, averaging almost 7.0 years of service per executive having 201700.0 employees per reported executive. Analysis of Lpl Financial management performance can provide insight into the company performance. Note, employee sentiment is becoming a valuable factor that investors use to determine the amount of risk that may be associated with Lpl Financial Holdings future performance.
Additionally, see Stocks Correlation.
  James Putnam  Chairman
Independent Vice Chairman of the Board
  Mark Casady  Chairman
Chairman and CEO
  Dan Arnold  President

Lpl Financial Return on Sales



Lpl Financial Management Team Effectiveness

Lpl Financial Holdings has return on total asset (ROA) of 6.82 % which means that it generated profit of $6.82 on every $100 spent on asset. This is normal as compared to the sector avarege. Similarly, it shows return on stockholders equity (ROE) of 29.28 %, meaning that it created $29.28 on every $100 dollars invested by stockholders. Lpl Financial management efficiency ratios could be used to measure how well the company manages its routine affairs as well as how well it operates its assets and liabilities. Lpl Financial Return on Average Assets are projected to increase slightly based on the last few years of reporting. The past year's Return on Average Assets were at 0.06. The current year Return on Average Equity is expected to grow to 0.31, whereas Return on Investment is forecasted to decline to 15.08. Lpl Financial Current Assets are projected to increase significantly based on the last few years of reporting. The past year's Current Assets were at 4.3 Billion. The current year Goodwill and Intangible Assets is expected to grow to about 2.2 B, whereas Total Assets are forecasted to decline to about 7.2 B.

Lpl Financial Quarterly Total Assets

7.77 Billion

Lpl Financial Weighted Average Shares is projected to decrease significantly based on the last few years of reporting. The past year's Weighted Average Shares was at 80 Million. The current year Weighted Average Shares Diluted is expected to grow to about 83.1 M, whereas Issuance Purchase of Equity Shares is forecasted to decline to (51.8 M).

Lpl Financial Workforce Comparison

Lpl Financial Holdings is currently regarded as number one stock in number of employees category among related companies. The total workforce of Capital Markets industry is now estimated at about 6.61 Million. Lpl Financial totals roughly 6.05 Million in number of employees claiming about 92% of stocks in Capital Markets industry.

Lpl Financial Profit Margins

The company has Profit Margin (PM) of 5.74 %, which can signify that it executes well on its competitive strategies and has good control over its expenditures. This is normal as compared to the sector avarege. Similarly, it shows Operating Margin (OM) of 12.64 %, which suggests for every 100 dollars of sales, it generated a net operating income of 0.13.

Lpl Financial Insider Trading

Some recent studies suggest that insider trading raises the cost of capital for securities issuers and decreases overall economic growth. Trading by specific Lpl Financial insiders, such as employees or executives, is commonly permitted as long as it does not rely on Lpl Financial's material information that is not in the public domain. Local jurisdictions usually require such trading to be reported in order to monitor insider transactions. In many U.S. states, trading conducted by corporate officers, key employees, directors, or significant shareholders must be reported to the regulator or publicly disclosed, usually within a few business days of the trade. In these cases, Lpl Financial insiders must file a Form 4 with the U.S. Securities and Exchange Commission (SEC) when buying or selling shares of their own companies.

Lpl Financial Holdings Benchmark Summation

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Lpl Financial Notable Stakeholders

A Lpl Financial stakeholder refers to an individual interested in an outcome of the business. Different stakeholders have different interests, and companies such as Lpl Financial often face trade-offs trying to please all of them. Lpl Financial's stakeholders can have a positive or negative influence on the entity's direction, and there are a lot of executives involved in getting Lpl Financial's stock to the level that pleases all shareholders. Keeping track of the stakeholders is a great way to stay on top of things affecting its ongoing price.
James Putnam - Independent Vice Chairman of the BoardProfile
Mark Casady - Chairman and CEOProfile
Dan Arnold - PresidentProfile
Richard Steinmeier - Managing Director, Divisional President Business DevelopmentProfile
William Morrissey - Managing Director, Divisional President Business DevelopmentProfile
Chris Koegel - Senior Vice President Investor RelationsProfile
Matthew Audette - CFOProfile
James Riepe - Independent DirectorProfile
Richard Schifter - Independent DirectorProfile
John Brennan - Independent DirectorProfile
Marco Hellman - Independent DirectorProfile
Paulett Eberhart - Independent DirectorProfile
Allison Mnookin - Independent DirectorProfile
Anne Mulcahy - Independent DirectorProfile
Richard Boyce - Independent DirectorProfile
William Glavin - Independent DirectorProfile
Viet Dinh - Independent DirectorProfile
Scott Seese - CIO, Managing DirectorProfile
Mark Helliker - Managing Director - Clearing and Compliance ServicesProfile
Tracy Calder - Deputy Chief Risk Officer, Managing DirectorProfile
Victor Fetter - CIO, Managing DirectorProfile
Mary Schott - Managing Director-Client Experience and TrainingProfile
Michelle Oroschakoff - Chief Risk Officer and Managing DirectorProfile
David Bergers - Managing Director of Legal and Gov. Relations and General CounselProfile
Thomas Gooley - Managing Director - Service, Trading & OperationsProfile
Sallie Larsen - Chief Human Capital Officer, Managing DirectorProfile
George White - Chief Investment Officer and Managing Director of ResearchProfile
Ryan Parker - Managing Director-Investment and Planning SolutionsProfile
Andrew Kalbaugh - Managing Director - Institution ServicesProfile
Jeffrey Buchheister - Principal Accounting OfficerProfile

About Lpl Financial Management Performance

The success or failure of an entity such as Lpl Financial Holdings often depends on how effective the management is. Lpl Financial management team is responsible for propelling the future growth in the right direction and administering and controlling the business activities and accounting for the results. Ineffective management usually contributes to failure in the company's future performance for all stakeholders equally, but most importantly, for investors. So it is important to measure the effectiveness of Lpl Financial management before purchasing its stock. In many ways, it's all about finding the answer to one important question - Are they doing the right thing right now? How would we assess whether the Lpl Financial management is utilizing all available resources in the best possible way? Also, how well is the company doing relative to others in its sector and the market as a whole? The answer can be found by analyzing a few important fundamental indicators such as return on assets and return on equity.
Please read more on our stock advisor page.
Last ReportedProjected for 2022
Return on Investment 17.10  15.08 
Return on Average Assets 0.06  0.07 
Return on Average Equity 0.29  0.31 
Return on Invested Capital 0.11  0.13 
Return on Sales 0.09  0.11 
LPL Financial Holdings Inc., together with its subsidiaries, provides an integrated platform of brokerage and investment advisory services to independent financial advisors and financial advisors at financial institutions in the United States. LPL Financial Holdings Inc. was founded in 1989 and is based in San Diego, California. Lpl Financial operates under Capital Markets classification in the United States and is traded on NASDAQ Exchange. It employs 6051000 people.
The data published in Lpl Financial's official financial statements usually reflect Lpl Financial's business processes, product offerings, services, and other fundamental events. But there are other numbers, ratios, or fundamental indicators derived from these statements that are easier to understand and visualize within the underlying realities that drive quantitative information of Lpl Financial Holdings. For example, before you start analyzing numbers published by Lpl Financial accountants, it's critical to develop an understanding of what Lpl Financial's liquidity, profitability, and earnings quality are in the context of the Financial Services space in which it operates.
Please note, the presentation of Lpl Financial's financial position, as portrayed in its financial statements, is often influenced by management's estimates, judgments, and sometimes even manipulations. In the best case, Lpl Financial's management is honest, while the outside auditors are strict and uncompromising. Whatever the case, the imprecision that can be found in Lpl Financial's accounting process means that the reasonable investor should take a skeptical approach toward the financial statement analysis of Lpl Financial Holdings. Please utilize our Beneish M Score to check the likelihood of Lpl Financial's management to manipulate its earnings.

Lpl Financial Workforce Analysis

Traditionally, organizations such as Lpl Financial use manpower efficiency calculations for various incentive schemes, employee appraisal, or as an initiative to improve the processes. However, it can also be used by investors to make long-term investment decisions. The trends in the profit per employee or revenue per employee are measured by net income or revenue divided by the current number of full-time employees over a given time interval. Because workforce needs differ across sectors, these ratios could be used to compare Lpl Financial within its industry.

Lpl Financial Manpower Efficiency

Return on Lpl Financial Manpower

Revenue Per Employee1.2 M
Revenue Per Executive269.3 M
Net Income Per Employee68.5 K
Net Income Per Executive15.5 M
Working Capital Per Employee133
Working Capital Per Executive26.8 M
Today, most investors in Lpl Financial Stock are looking for potential investment opportunities by analyzing not only static indicators but also various Lpl Financial's growth ratios. Consistent increases or decreases in fundamental ratios usually indicate a possible pattern that can be successfully translated into profits. However, when comparing two companies, knowing each company's per employee growth rates may not be enough to decide which company is a better investment. That's why investors frequently use static breakdown of Lpl Financial per employee as a starting point in their analysis.

Per Employee

Lpl Financial Per Employee Growth Over Time

Net Income Per Employee


Lpl Financial Net Income Per Employee is projected to increase significantly based on the last few years of reporting. The past year's Net Income Per Employee was at 77,943

Revenue Per Employee

1.22 Million

Lpl Financial Revenue Per Employee is projected to decrease significantly based on the last few years of reporting. The past year's Revenue Per Employee was at 1.31 Million
Additionally, see Stocks Correlation. Note that the Lpl Financial Holdings information on this page should be used as a complementary analysis to other Lpl Financial's statistical models used to find the right mix of equity instruments to add to your existing portfolios or create a brand new portfolio. You can also try Money Managers module to screen money managers from public funds and ETFs managed around the world.

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Is Lpl Financial's industry expected to grow? Or is there an opportunity to expand the business' product line in the future? Factors like these will boost the valuation of Lpl Financial. If investors know Lpl Financial will grow in the future, the company's valuation will be higher. The financial industry is built on trying to define current growth potential and future valuation accurately. All the valuation information about Lpl Financial listed above have to be considered, but the key to understanding future value is determining which factors weigh more heavily than others.
Quarterly Earnings Growth YOY
Market Capitalization
15.4 B
Quarterly Revenue Growth YOY
Return On Assets
Return On Equity
The market value of Lpl Financial Holdings is measured differently than its book value, which is the value of Lpl Financial that is recorded on the company's balance sheet. Investors also form their own opinion of Lpl Financial's value that differs from its market value or its book value, called intrinsic value, which is Lpl Financial's true underlying value. Investors use various methods to calculate intrinsic value and buy a stock when its market value falls below its intrinsic value. Because Lpl Financial's market value can be influenced by many factors that don't directly affect Lpl Financial's underlying business (such as a pandemic or basic market pessimism), market value can vary widely from intrinsic value.
Please note, there is a significant difference between Lpl Financial's value and its price as these two are different measures arrived at by different means. Investors typically determine Lpl Financial value by looking at such factors as earnings, sales, fundamental and technical indicators, competition as well as analyst projections. However, Lpl Financial's price is the amount at which it trades on the open market and represents the number that a seller and buyer find agreeable to each party.