Caterpillar Ownership

CAT
 Stock
  

USD 235.70  1.22  0.51%   

Some institutional investors establish a significant position in stocks such as Caterpillar in order to find ways to drive up its value. Retail investors, on the other hand, need to know that institutional holders can own millions of shares of Caterpillar, and when they decide to sell, the stock will often sell-off, which may instantly impact shareholders' value. So, traders who get in early or near the beginning of the institutional investor's buying cycle could potentially generate profits. Continue to Trending Equities.
  
Dividend Yield is likely to gain to 0.0221 in 2022, whereas Payment of Dividends and Other Cash Distributions is likely to drop (2.5 B) in 2022. Caterpillar Weighted Average Shares is comparatively stable at the moment as compared to the past year. Caterpillar reported Weighted Average Shares of 544 Million in 2021. Weighted Average Shares Diluted is likely to gain to about 642 M in 2022, whereas Issuance Purchase of Equity Shares is likely to drop (2.7 B) in 2022.
Caterpillar holds a total of five hundred twenty million four hundred nine thousand nine hundred ninety-nine outstanding shares. The majority of Caterpillar outstanding shares are owned by other corporate entities. These outside corporations are usually referred to as non-private investors looking to acquire positions in Caterpillar to benefit from reduced commissions. Consequently, institutional investors are subject to a different set of regulations than regular investors in Caterpillar. Please pay attention to any change in the institutional holdings of Caterpillar as this could imply that something significant has changed or about to change at the company. Please note that no matter how much assets the company secures, if the real value of the firm is less than the current market value, you may not be able to make money on it.
Please note, institutional investors have a lot of resources and new technology at their disposal. They can put in a lot of research and financial analysis when reviewing investment options. There are many different types of institutional investors, including banks, hedge funds, insurance companies, and pension plans. One of the main advantages they have over retail investors is the fees paid for trades. As they are buying in large quantities, they can manage their cost more effectively.

Caterpillar Stock Ownership Analysis

About 71.0% of the company shares are held by institutions such as insurance companies. The company has Price/Earnings To Growth (PEG) ratio of 1.32. Caterpillar recorded earning per share (EPS) of 13.74. The entity last dividend was issued on the 21st of October 2022. The firm had 2:1 split on the 14th of July 2005. Caterpillar Inc. manufactures and sells construction and mining equipment, diesel and natural gas engines, and industrial gas turbines. The company was founded in 1925 and is headquartered in Deerfield, Illinois. Caterpillar operates under Farm Heavy Construction Machinery classification in the United States and is traded on New York Stock Exchange. It employs 107700 people. For more info on Caterpillar please contact Douglas Oberhelman at 972 891-7700 or go to www.caterpillar.com.

Caterpillar SEC Filings

SEC filings are important regulatory documents required of all public companies to provide to potential investors. Caterpillar prospectus issued under the guidelines of SEC is a legal declaration of facts and statements to ensure that Caterpillar investors are not misled. SEC filings are required by law to meet strict transparency standards and other important legal constraints. Although many companies may choose careful wording to disguise some material information, SEC filings make crucial Caterpillar specific information freely available to individual and institutional investors to make a timely investment decision.
8th of September 2022
Financial Statements and Exhibits. Other Events
View
11th of February 2022
Unclassified Corporate Event
View

Caterpillar Stock Institutional Investors

Have you ever been surprised when a price of an equity instrument such as Caterpillar is soaring high without any particular reason? This is usually happening because many institutional investors are aggressively trading Caterpillar backward and forwards among themselves. Caterpillar's institutional investor refers to the entity that pools money to purchase Caterpillar's securities or originate loans. Institutional investors include commercial and private banks, credit unions, insurance companies, pension funds, hedge funds, endowments, and mutual funds. Operating companies that invest excess capital in these types of assets may also be included in the term and may influence corporate governance by exercising voting rights in their investments.
Security TypeSharesValue
Zwj Investment Counsel IncCommon Shares3.9 K633 K
Zwj Investment Counsel IncCommon Shares3.9 K690 K
Zwj Investment Counsel IncCommon Shares1.5 K341 K
Zwj Investment Counsel IncCommon Shares1.6 K323 K
Zwj Investment Counsel IncCommon Shares1.5 K290 K
Zwj Investment Counsel IncCommon Shares1.5 K329 K
Zwj Investment Counsel IncCommon Shares1.5 K359 K
Note, although Caterpillar's institutional investors appear to be way more sophisticated than retail investors, it remains unclear if professional active investment managers can reliably enhance risk-adjusted returns by an amount that exceeds fees and expenses.

Caterpillar Insider Trading Activities

Some recent studies suggest that insider trading raises the cost of capital for securities issuers and decreases overall economic growth. Trading by specific Caterpillar insiders, such as employees or executives, is commonly permitted as long as it does not rely on Caterpillar's material information that is not in the public domain. Local jurisdictions usually require such trading to be reported in order to monitor insider transactions. In many U.S. states, trading conducted by corporate officers, key employees, directors, or significant shareholders must be reported to the regulator or publicly disclosed, usually within a few business days of the trade. In these cases Caterpillar insiders are required to file a Form 4 with the U.S. Securities and Exchange Commission (SEC) when buying or selling shares of their own companies.
Joseph Creed over two months ago via Macroaxis 
Acquisition by Joseph Creed of tradable shares of Caterpillar subject to Rule 16b-3
William Schaupp over two months ago via Macroaxis 
Payment of 289 shares by William Schaupp of Caterpillar subject to Rule 16b-3
Joseph Creed over three months ago via Macroaxis 
Acquisition by Joseph Creed of tradable shares of Caterpillar subject to Rule 16b-3
Gerald Johnson over three months ago via Macroaxis 
Acquisition by Gerald Johnson of 816 shares of Caterpillar subject to Rule 16b-3
Denise Johnson over six months ago via Macroaxis 
Acquisition by Denise Johnson of tradable shares of Caterpillar subject to Rule 16b-3
Joseph Creed over six months ago via Macroaxis 
Caterpillar exotic insider transaction detected
Maclennan David over six months ago via Macroaxis 
Purchase by Maclennan David of 600 shares of Caterpillar
De Lange Bob over six months ago via Macroaxis 
Exercise or conversion by De Lange Bob of 11718 shares of Caterpillar subject to Rule 16b-3
Joseph Creed over six months ago via Macroaxis 
Exercise or conversion by Joseph Creed of 5004 shares of Caterpillar subject to Rule 16b-3
De Lange Bob over six months ago via Macroaxis 
Exercise or conversion by De Lange Bob of 11718 shares of Caterpillar subject to Rule 16b-3
William Schaupp over six months ago via Macroaxis 
Caterpillar exotic insider transaction detected
David Calhoun over six months ago via Macroaxis 
Acquisition by David Calhoun of 246 shares of Caterpillar subject to Rule 16b-3

Caterpillar Outstanding Bonds

Caterpillar issues bonds to finance its operations. Corporate bonds make up one of the largest components of the U.S. bond market, which is considered the world's largest securities market. Caterpillar uses the proceeds from bond sales for a wide variety of purposes, including financing ongoing mergers and acquisitions, buying new equipment, investing in research and development, buying back their own stock, paying dividends to shareholders, and even refinancing existing debt. Most Caterpillar bonds can be classified according to their maturity, which is the date when Caterpillar has to pay back the principal to investors. Maturities can be short-term, medium-term, or long-term (more than ten years). Longer-term bonds usually offer higher interest rates but may entail additional risks.

Be your own money manager

Our tools can tell you how much better you can do entering a position in Caterpillar without increasing your portfolio risk or giving up the expected return. As an individual investor, you need to find a reliable way to track all your investment portfolios. However, your requirements will often be based on how much of the process you decide to do yourself. In addition to allowing all investors analytical transparency into all their portfolios, our tools can evaluate risk-adjusted returns of your individual positions relative to your overall portfolio.

Did you try this?

Run Volatility Analysis Now

   

Volatility Analysis

Get historical volatility and risk analysis based on latest market data
All  Next Launch Module

Pair Trading with Caterpillar

One of the main advantages of trading using pair correlations is that every trade hedges away some risk. Because there are two separate transactions required, even if Caterpillar position performs unexpectedly, the other equity can make up some of the losses. Pair trading also minimizes risk from directional movements in the market. For example, if an entire industry or sector drops because of unexpected headlines, the short position in Caterpillar will appreciate offsetting losses from the drop in the long position's value.

Moving together with Caterpillar

+0.8CLRContinental Resources DelistingPairCorr
+0.95HPHelmerich Payne Sell-off TrendPairCorr

Moving against Caterpillar

-0.53FFHLFuwei Films Holding Earnings Call  This WeekPairCorr
The ability to find closely correlated positions to Caterpillar could be a great tool in your tax-loss harvesting strategies, allowing investors a quick way to find a similar-enough asset to replace Caterpillar when you sell it. If you don't do this, your portfolio allocation will be skewed against your target asset allocation. So, investors can't just sell and buy back Caterpillar - that would be a violation of the tax code under the "wash sale" rule, and this is why you need to find a similar enough asset and use the proceeds from selling Caterpillar to buy it.
The correlation of Caterpillar is a statistical measure of how it moves in relation to other equities. This measure is expressed in what is known as the correlation coefficient, which ranges between -1 and +1. A perfect positive correlation (i.e., a correlation coefficient of +1) implies that as Caterpillar moves, either up or down, the other security will move in the same direction. Alternatively, perfect negative correlation means that if Caterpillar moves in either direction, the perfectly negatively correlated security will move in the opposite direction. If the correlation is 0, the equities are not correlated; they are entirely random. A correlation greater than 0.8 is generally described as strong, whereas a correlation less than 0.5 is generally considered weak.
Correlation analysis and pair trading evaluation for Caterpillar can also be used as hedging techniques within a particular sector or industry or even over random equities to generate a better risk-adjusted return on your portfolios.
Pair CorrelationCorrelation Matching
Continue to Trending Equities. Note that the Caterpillar information on this page should be used as a complementary analysis to other Caterpillar's statistical models used to find the right mix of equity instruments to add to your existing portfolios or create a brand new portfolio. You can also try Stock Tickers module to use high-impact, comprehensive, and customizable stock tickers that can be easily integrated to any websites.

Complementary Tools for Caterpillar Stock analysis

When running Caterpillar price analysis, check to measure Caterpillar's market volatility, profitability, liquidity, solvency, efficiency, growth potential, financial leverage, and other vital indicators. We have many different tools that can be utilized to determine how healthy Caterpillar is operating at the current time. Most of Caterpillar's value examination focuses on studying past and present price action to predict the probability of Caterpillar's future price movements. You can analyze the entity against its peers and financial market as a whole to determine factors that move Caterpillar's price. Additionally, you may evaluate how the addition of Caterpillar to your portfolios can decrease your overall portfolio volatility.
Options Analysis
Analyze and evaluate options and option chains as a potential hedge for your portfolios
Go
Stock Tickers
Use high-impact, comprehensive, and customizable stock tickers that can be easily integrated to any websites
Go
Idea Optimizer
Use advanced portfolio builder with pre-computed micro ideas to build optimal portfolio
Go
Content Syndication
Quickly integrate customizable finance content to your own investment portal
Go
Portfolio Volatility
Check portfolio volatility and analyze historical return density to properly model market risk
Go
Stock Tickers
Use high-impact, comprehensive, and customizable stock tickers that can be easily integrated to any websites
Go
Stock Tickers
Use high-impact, comprehensive, and customizable stock tickers that can be easily integrated to any websites
Go
Equity Analysis
Research over 250,000 global equities including funds, stocks and ETFs to find investment opportunities
Go
Is Caterpillar's industry expected to grow? Or is there an opportunity to expand the business' product line in the future? Factors like these will boost the valuation of Caterpillar. If investors know Caterpillar will grow in the future, the company's valuation will be higher. The financial industry is built on trying to define current growth potential and future valuation accurately. All the valuation information about Caterpillar listed above have to be considered, but the key to understanding future value is determining which factors weigh more heavily than others.
Quarterly Earnings Growth YOY
0.49
Market Capitalization
122.7 B
Quarterly Revenue Growth YOY
0.21
Return On Assets
0.0695
Return On Equity
45.48
The market value of Caterpillar is measured differently than its book value, which is the value of Caterpillar that is recorded on the company's balance sheet. Investors also form their own opinion of Caterpillar's value that differs from its market value or its book value, called intrinsic value, which is Caterpillar's true underlying value. Investors use various methods to calculate intrinsic value and buy a stock when its market value falls below its intrinsic value. Because Caterpillar's market value can be influenced by many factors that don't directly affect Caterpillar's underlying business (such as a pandemic or basic market pessimism), market value can vary widely from intrinsic value.
Please note, there is a significant difference between Caterpillar's value and its price as these two are different measures arrived at by different means. Investors typically determine Caterpillar value by looking at such factors as earnings, sales, fundamental and technical indicators, competition as well as analyst projections. However, Caterpillar's price is the amount at which it trades on the open market and represents the number that a seller and buyer find agreeable to each party.